November 29, 2008
What is a lisc Ins agent able to disscuss regarding investments ?
fred6636 asked:
This for comparison sake of the pros and consof different investments compared to say indexed or fixed annuities.
In the office or in a seminar… and be in compliance with NASD rules-tho they do not regulate ins agents not NASD lisc?
Can you disscuss generalities ie assett allocation and risk without giving specific investment advice on say funds etc? Fees-can you mention ??
Again: compliance for agents with state Ins lic only without NASD lisc…the dos and donts to stay kosher!
This for comparison sake of the pros and consof different investments compared to say indexed or fixed annuities.
In the office or in a seminar… and be in compliance with NASD rules-tho they do not regulate ins agents not NASD lisc?
Can you disscuss generalities ie assett allocation and risk without giving specific investment advice on say funds etc? Fees-can you mention ??
Again: compliance for agents with state Ins lic only without NASD lisc…the dos and donts to stay kosher!
Filed under Investing by Administrator
November 7, 2008
Any college offering 1 year diploma course(for investment banking) with regular clsses at hyderabed?
sweety asked:
not only investment banking.. it can also be for any subject relating to share market, portfolio management, mutual funds, securities analysis, annuities, etc.
not only investment banking.. it can also be for any subject relating to share market, portfolio management, mutual funds, securities analysis, annuities, etc.
Filed under Higher Education (University +) by Administrator